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- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 92-344
- --------
- CHRIS SALE, ACTING COMMISSIONER, IMMIGRA-
- TION AND NATURALIZATION SERVICE, et al.,
- PETITIONERS v. HAITIAN CENTERS
- COUNCIL, INC., et al.
- on writ of certiorari to the united states court
- of appeals for the second circuit
- [June 21, 1993]
-
- Justice Stevens delivered the opinion of the Court.
- The President has directed the Coast Guard to intercept
- vessels illegally transporting passengers from Haiti to the
- United States and to return those passengers to Haiti
- without first determining whether they may qualify as
- refugees. The question presented in this case is whether
- such forced repatriation, -authorized to be undertaken only
- beyond the territorial sea of the United States,- violates
- 243(h)(1) of the Immigration and Nationality Act of 1952
- (INA or Act). We hold that neither 243(h) nor Article
- 33 of the United Nations Protocol Relating to the Status
- of Refugees applies to action taken by the Coast Guard
- on the high seas.
- I
- Aliens residing illegally in the United States are subject
- to deportation after a formal hearing. Aliens arriving
- at the border, or those who are temporarily paroled into
- the country, are subject to an exclusion hearing, the less
- formal process by which they, too, may eventually be
- removed from the United States. In either a deportation
- or exclusion proceeding the alien may seek asylum as a
- political refugee for whom removal to a particular country
- may threaten his life or freedom. Requests that the
- Attorney General grant asylum or withhold deportation to
- a particular country are typically, but not necessarily,
- advanced as parallel claims in either a deportation or an
- exclusion proceeding. When an alien proves that he is
- a -refugee,- the Attorney General has discretion to grant
- him asylum pursuant to 208 of the Act. If the proof
- shows that it is more likely than not that the alien's life
- or freedom would be threatened in a particular country
- because of his political or religious beliefs, under 243(h)
- the Attorney General must not send him to that country.
- The INA offers these statutory protections only to aliens
- who reside in or have arrived at the border of the United
- States. For 12 years, in one form or another, the interdic-
- tion program challenged here has prevented Haitians such
- as respondents from reaching our shores and invoking
- those protections.
- On September 23, 1981, the United States and the
- Republic of Haiti entered into an agreement authorizing
- the United States Coast Guard to intercept vessels en-
- gaged in the illegal transportation of undocumented aliens
- to our shores. While the parties agreed to prosecute
- -illegal traffickers,- the Haitian Government also guaran-
- teed that its repatriated citizens would not be punished
- for their illegal departure. The agreement also estab-
- lished that the United States Government would not
- return any passengers -whom the United States authori-
- ties determine[d] to qualify for refugee status.- App. 382.
- On September 29, 1981, President Reagan issued a
- proclamation in which he characterized -the continuing
- illegal migration by sea of large numbers of undocumented
- aliens into the southeastern United States- as -a serious
- national problem detrimental to the interests of the
- United States.- Presidential Proclamation No. 4865, 3
- CFR 50-51 (1981-1983 Comp.). He therefore suspended
- the entry of undocumented aliens from the high seas and
- ordered the Coast Guard to intercept vessels carrying such
- aliens and to return them to their point of origin. His
- executive order expressly -provided, however, that no
- person who is a refugee will be returned without his
- consent.- Executive Order 12324, 3 CFR 2(c)(3), p. 181
- (1981-1983 Comp.).
- In the ensuing decade, the Coast Guard interdicted
- approximately 25,000 Haitian migrants. After inter-
- views conducted on board Coast Guard cutters, aliens who
- were identified as economic migrants were -screened out-
- and promptly repatriated. Those who made a credible
- showing of political refugee status were -screened in- and
- transported to the United States to file formal applications
- for asylum. App. 231.
- On September 30, 1991, a group of military leaders
- displaced the government of Jean Bertrand Aristide, the
- first democratically elected president in Haitian history.
- As the District Court stated in an uncontested finding of
- fact, since the military coup -hundreds of Haitians have
- been killed, tortured, detained without a warrant, or
- subjected to violence and the destruction of their property
- because of their political beliefs. Thousands have been
- forced into hiding.- App. to Pet. for Cert. 144a. Follow-
- ing the coup the Coast Guard suspended repatriations for
- a period of several weeks, and the United States imposed
- economic sanctions on Haiti.
- On November 18, 1991, the Coast Guard announced
- that it would resume the program of interdiction and
- forced repatriation. The following day, the Haitian
- Refugee Center, Inc., representing a class of interdicted
- Haitians, filed a complaint in the United States District
- Court for the Southern District of Florida alleging that
- the Government had failed to establish and implement
- adequate procedures to protect Haitians who qualified for
- asylum. The District Court granted temporary relief that
- precluded any repatriations until February 4, 1992, when
- a reversal on appeal in the Court of Appeals for the
- Eleventh Circuit and a denial of certiorari by this Court
- effectively terminated that litigation. See Haitian Refugee
- Center, Inc. v. Baker, 949 F. 2d 1109 (1991) (per curiam),
- cert. denied, 502 U. S. ___ (1992).
- In the meantime the Haitian exodus expanded drama-
- tically. During the six months after October 1991, the
- Coast Guard interdicted over 34,000 Haitians. Because
- so many interdicted Haitians could not be safely processed
- on Coast Guard cutters, the Department of Defense
- established temporary facilities at the United States Naval
- Base in Guantanamo, Cuba, to accommodate them during
- the screening process. Those temporary facilities, how-
- ever, had a capacity of only about 12,500 persons. In the
- first three weeks of May 1992, the Coast Guard inter-
- cepted 127 vessels (many of which were considered
- unseaworthy, overcrowded, and unsafe); those vessels
- carried 10,497 undocumented aliens. On May 22, 1992,
- the United States Navy determined that no additional
- migrants could safely be accommodated at Guantanamo.
- App. 231-233.
- With both the facilities at Guantanamo and available
- Coast Guard cutters saturated, and with the number of
- Haitian emigrants in unseaworthy craft increasing (many
- had drowned as they attempted the trip to Florida), the
- Government could no longer both protect our borders and
- offer the Haitians even a modified screening process. It
- had to choose between allowing Haitians into the United
- States for the screening process or repatriating them
- without giving them any opportunity to establish their
- qualifications as refugees. In the judgment of the Presi-
- dent's advisors, the first choice not only would have
- defeated the original purpose of the program (controlling
- illegal immigration), but also would have impeded diplo-
- matic efforts to restore democratic government in Haiti
- and would have posed a life-threatening danger to thou-
- sands of persons embarking on long voyages in dangerous
- craft. The second choice would have advanced those
- policies but deprived the fleeing Haitians of any screening
- process at a time when a significant minority of them
- were being screened in. See App. 66.
- On May 23, 1992, President Bush adopted the second
- choice. After assuming office, President Clinton decided
- not to modify that order; it remains in effect today. The
- wisdom of the policy choices made by Presidents Reagan,
- Bush, and Clinton is not a matter for our consideration.
- We must decide only whether Executive Order No. 12807,
- 57 Fed. Reg. 23133 (1992), which reflects and implements
- those choices, is consistent with 243(h) of the INA.
-
- II
- Respondents filed this lawsuit in the United States
- District Court for the Eastern District of New York on
- March 18, 1992-before the promulgation of Executive
- Order No. 12807. The plaintiffs include organizations that
- represent interdicted Haitians as well as Haitians who
- were then being detained at Guantanamo. They sued the
- Commissioner of the Immigration and Naturalization
- Service, the Attorney General, the Secretary of State, the
- Commandant of the Coast Guard, and the Commander of
- the Guantanamo Naval Base, complaining that the screen-
- ing procedures provided on Coast Guard cutters and at
- Guantanamo did not adequately protect their statutory
- and treaty rights to apply for refugee status and avoid
- repatriation to Haiti.
- They alleged that the September 1991 coup had -trig-
- gered a continuing widely publicized reign of terror in
- Haiti-; that over 1,500 Haitians were believed to -have
- been killed or subjected to violence and destruction of
- their property because of their political beliefs and affilia-
- tions-; and that thousands of Haitian refugees -have set
- out in small boats that are often overloaded, unseaworthy,
- lacking basic safety equipment, and operated by inexperi-
- enced persons, braving the hazards of a prolonged journey
- over high seas in search of safety and freedom.- App. 24.
- In April, the District Court granted the plaintiffs a
- preliminary injunction requiring defendants to give
- Haitians on Guantanamo access to counsel for the screen-
- ing process. We stayed that order on April 22, 1992, 503
- U. S. ___, and, while the defendants' appeal from it was
- pending, the President issued the Executive Order now
- under attack. Plaintiffs then applied for a temporary
- restraining order to enjoin implementation of the Execu-
- tive Order. They contended that it violated 243(h) of the
- Act and Article 33 of the United Nations Protocol Relating
- to the Status of Refugees. The District Court denied the
- application because it concluded that 243(h) is -unavailable
- as a source of relief for Haitian aliens in international
- waters,- and that such a statutory provision was necessary
- because the Protocol's provisions are not -self-executing.-
- App. to Pet. for Cert. 166a-168a.
- The Court of Appeals reversed. Haitian Centers Coun-
- cil, Inc. v. McNary, 969 F. 2d 1350 (CA2 1992). After
- concluding that the decision of the Eleventh Circuit in
- Haitian Refugee Center, Inc. v. Baker, 953 F. 2d 1498
- (1992), did not bar its consideration of the issue, the
- Court held that 243(h)(1) does not apply only to aliens
- within the United States. The Court found its conclusion
- mandated by both the broad definition of the term -alien-
- in 101(a)(3) and the plain language of 243(h), from
- which the 1980 amendment had removed the words
- -within the United States.- The Court reasoned that
- the text of the statute defeated the Eleventh Circuit's
- reliance on the placement of 243(h)(1) in Part V of the
- INA (titled -Deportation; Adjustment of Status-) as
- evidence that it applied only to aliens in the United
- States. Moreover, the Court of Appeals rejected the
- Government's suggestion that since 243(h) restricted
- actions of the Attorney General only, it did not limit the
- President's power to order the Coast Guard to repatriate
- undocumented aliens intercepted on the high seas.
- Nor did the Court of Appeals accept the Government's
- reliance on Article 33 of the United Nations Convention
- Relating to the Status of Refugees. It recognized that
- the 1980 amendment to the INA had been intended to
- conform our statutory law to the provisions of the Conven-
- tion, but it read Article 33.1's prohibition against re-
- turn, like the statute's, -plainly- to cover -all refugees,
- regardless of location.- 969 F. 2d, at 1362. This reading
- was supported by the -object and purpose- not only of that
- Article but also of the Convention as a whole. While
- the Court of Appeals recognized that the negotiating
- history of the Convention disclosed that the representa-
- tives of at least six countries construed the Article
- more narrowly, it thought that those views might have
- represented a dissenting position and that, in any event,
- it would -turn statutory construction on its head- to allow
- ambiguous legislative history to outweigh the Convention's
- plain text. Id., at 1366.
- The Second Circuit's decision conflicted with the Elev-
- enth Circuit's decision in Haitian Refugee Center v. Baker,
- 953 F. 2d 1498 (1992), and with the opinion expressed by
- Judge Edwards in Haitian Refugee Center v. Gracey, 257
- U. S. App. D. C. 367, 410-414, 809 F. 2d 794, 837-841
- (1987) (Edwards, J., concurring in part and dissenting in
- part). Because of the manifest importance of the issue,
- we granted certiorari, 506 U. S. ___ (1992).
-
- III
- Both parties argue that the plain language of 243(h)(1)
- is dispositive. It reads as follows:
- -The Attorney General shall not deport or return any
- alien (other than an alien described in section
- 1251(a)(4)(D) of this title) to a country if the Attorney
- General determines that such alien's life or freedom
- would be threatened in such country on account of
- race, religion, nationality, membership in a particular
- social group, or political opinion.- 8 U. S. C.
- 1253(h)(1) (1988 ed., Supp. IV).
- Respondents emphasize the words -any alien- and -re-
- turn-; neither term is limited to aliens within the United
- States. Respondents also contend that the 1980 amend-
- ment deleting the words -within the United States- from
- the prior text of 243(h), see n. 2, supra, obviously gave
- the statute an extraterritorial effect. This change, they
- further argue, was required in order to conform the
- statute to the text of Article 33.1 of the Convention, which
- they find as unambiguous as the present statutory text.
- Petitioners' response is that a fair reading of the INA
- as a whole demonstrates that 243(h) does not apply to
- actions taken by the President or Coast Guard outside the
- United States; that the legislative history of the 1980
- amendment supports their reading; and that both the text
- and the negotiating history of Article 33 of the Convention
- indicate that it was not intended to have any extraterri-
- torial effect.
-
- We shall first review the text and structure of the
- statute and its 1980 amendment, and then consider the
- text and negotiating history of the Convention.
-
- A. The Text and Structure of the INA
-
- Although 243(h)(1) refers only to the Attorney General,
- the Court of Appeals found it -difficult to believe that the
- proscription of 243(h)(1)-returning an alien to his
- persecutors-was forbidden if done by the attorney general
- but permitted if done by some other arm of the executive
- branch.- 969 F. 2d, at 1360. Congress -understood- that
- the Attorney General is the -President's agent for dealing
- with immigration matters,- and would intend any refer-
- ence to her to restrict similar actions of any government
- official. Ibid. As evidence of this understanding, the
- court cited 8 U. S. C. 1103(a). That section, however,
- conveys to us a different message. It provides, in part:
- -The Attorney General shall be charged with the
- administration and enforcement of this chapter and
- all other laws relating to the immigration and natu-
- ralization of aliens, except insofar as this chapter or
- such laws relate to the powers, functions, and duties
- conferred upon the President, the Secretary of State,
- the officers of the Department of State, or diplomatic
- or consular officers . . . .- (Emphasis added.)
- Other provisions of the Act expressly confer certain
- responsibilities on the Secretary of State, the Presi-
- dent, and, indeed, on certain other officers as well.
- The 1981 and 1992 Executive Orders expressly relied on
- statutory provisions that confer authority on the President
- to suspend the entry of -any class of aliens- or to -impose
- on the entry of aliens any restrictions he may deem to be
- appropriate.- We cannot say that the interdiction
- program created by the President, which the Coast Guard
- was ordered to enforce, usurped authority that Congress
- had delegated to, or implicated responsibilities that it had
- imposed on, the Attorney General alone.
- The reference to the Attorney General in the statutory
- text is significant not only because that term cannot
- reasonably be construed to describe either the President
- or the Coast Guard, but also because it suggests that it
- applies only to the Attorney General's normal responsibili-
- ties under the INA. The most relevant of those responsi-
- bilities for our purposes are her conduct of the deportation
- and exclusion hearings in which requests for asylum or
- for withholding of deportation under 243(h) are ordinar-
- ily advanced. Since there is no provision in the statute
- for the conduct of such proceedings outside the United
- States, and since Part V and other provisions of the
- INA obviously contemplate that such proceedings would
- be held in the country, we cannot reasonably construe
- 243(h) to limit the Attorney General's actions in geo-
- graphic areas where she has not been authorized to
- conduct such proceedings. Part V of the INA contains no
- reference to a possible extraterritorial application.
- Even if Part V of the Act were not limited to strictly
- domestic procedures, the presumption that Acts of Con-
- gress do not ordinarily apply outside our borders would
- support an interpretation of 243(h) as applying only
- within United States territory. See, e.g., EEOC v. Arabi-
- an American Oil Co., 499 U. S. ___ (1991) (quoting Foley
- Bros., Inc. v. Filardo, 336 U. S. 281, 285 (1949)); Lujan
- v. Defenders of Wildlife, 504 U. S. ___, ___-___, and n. 4
- (1992) (Stevens, J., concurring in judgment); see also
- Argentine Republic v. Amerada Hess Shipping Corp., 488
- U. S. 428, 440 (1989) (-When it desires to do so, Congress
- knows how to place the high seas within the jurisdictional
- reach of a statute-). The Court of Appeals held that the
- presumption against extraterritoriality had -no relevance
- in the present context- because there was no risk that
- 243(h), which can be enforced only in United States
- courts against the United States Attorney General, would
- conflict with the laws of other nations. 969 F. 2d, at
- 1358. We have recently held, however, that the presump-
- tion has a foundation broader than the desire to avoid
- conflict with the laws of other nations. Smith v. United
- States, 507 U. S. ___, n. 5 (1993) (slip op., at 7).
- Respondents' expansive interpretation of the word
- -return- raises another problem: it would make the word
- -deport- redundant. If -return- referred solely to the
- destination to which the alien is to be removed, it alone
- would have been sufficient to encompass aliens involved
- in both deportation and exclusion proceedings. And if
- Congress had meant to refer to all aliens who might be
- sent back to potential oppressors, regardless of their
- location, the word -deport- would have been unnecessary.
- By using both words, the statute implies an exclusively
- territorial application, in the context of both kinds of
- domestic immigration proceedings. The use of both words
- reflects the traditional division between the two kinds of
- aliens and the two kinds of hearings. We can reasonably
- conclude that Congress used the two words -deport or
- return- only to make 243(h)'s protection available in both
- deportation and exclusion proceedings. Indeed, the history
- of the 1980 amendment confirms that conclusion.
-
- B. The History of the Refugee Act of 1980
-
- As enacted in 1952, 243(h) authorized the Attorney
- General to withhold deportation of aliens -within the
- United States.- Six years later we considered the
- question whether it applied to an alien who had been
- paroled into the country while her admissibility was being
- determined. We held that even though she was physically
- present within our borders, she was not -within the
- United States- as those words were used in 243(h).
- Leng May Ma v. Barber, 357 U. S. 185, 186 (1958).
- We explained the important distinction between -deporta-
- tion- or -expulsion,- on the one hand, and -exclusion,- on
- the other:
- -It is important to note at the outset that our
- immigration laws have long made a distinction be-
- tween those aliens who have come to our shores
- seeking admission, such as petitioner, and those who
- are within the United States after an entry, irrespec-
- tive of its legality. In the latter instance the Court
- has recognized additional rights and privileges not
- extended to those in the former category who are
- merely `on the threshold of initial entry.' Shaugh-
- nessy v. United States ex rel. Mezei, 345 U. S. 206,
- 212 (1953). See Kwong Hai Chew v. Colding, 344
- U. S. 590, 596 (1953). The distinction was carefully
- preserved in Title II of the Immigration and National-
- ity Act.- Id., at 187.
- Under the INA, both then and now, those seeking -admis-
- sion- and trying to avoid -exclusion- were already within
- our territory (or at its border), but the law treated them
- as though they had never entered the United States at
- all; they were within United States territory but not
- -within the United States.- Those who had been admitted
- (or found their way in) but sought to avoid -expulsion-
- had the added benefit of -deportation proceedings-; they
- were both within United States territory and -within the
- United States.- Ibid. Although the phrase -within
- the United States- presumed the alien's actual presence
- in the United States, it had more to do with an alien's
- legal status than with his location.
- The 1980 amendment erased the long-maintained
- distinction between deportable and excludable aliens for
- purposes of 243(h). By adding the word -return- and
- removing the words -within the United States- from
- 243(h), Congress extended the statute's protection to both
- types of aliens, but it did nothing to change the presump-
- tion that both types of aliens would continue to be found
- only within United States territory. The removal of the
- phrase -within the United States- cured the most obvious
- drawback of 243(h): as interpreted in Leng May Ma, its
- protection was available only to aliens subject to deporta-
- tion proceedings.
- Of course, in addition to this most obvious purpose, it
- is possible that the 1980 amendment also removed any
- territorial limitation of the statute, and Congress might
- have intended a double-barreled result. That possibility,
- however, is not a substitute for the affirmative evidence
- of intended extraterritorial application that our cases
- require. Moreover, in our review of the history of the
- amendment, we have found no support whatsoever for
- that latter, alternative, purpose.
- The addition of the phrase -or return- and the deletion
- of the phrase -within the United States- are the only
- relevant changes made by the 1980 amendment to
- 243(h)(1), and they are fully explained by the intent to
- apply 243(h) to exclusion as well as to deportation
- proceedings. That intent is plainly identified in the
- legislative history of the amendment. There is no
- change in the 1980 amendment, however, that could only
- be explained by an assumption that Congress also intended
- to provide for the statute's extraterritorial application.
- It would have been extraordinary for Congress to make
- such an important change in the law without any mention
- of that possible effect. Not a scintilla of evidence of such
- an intent can be found in the legislative history.
- In sum, all available evidence about the meaning of
- 243(h)-the government official at whom it is directed,
- its location in the Act, its failure to suggest any extrater-
- ritorial application, the 1980 amendment that gave it a
- dual reference to -deport or return,- and the relevance of
- that dual structure to immigration law in general-leads
- unerringly to the conclusion that it applies in only one
- context: the domestic procedures by which the Attorney
- General determines whether deportable and excludable
- aliens may remain in the United States.
-
- IV
- Although the protection afforded by 243(h) did not
- apply in exclusion proceedings before 1980, other provi-
- sions of the Act did authorize relief for aliens at the
- border seeking protection as refugees in the United States.
- See INS v. Stevic, 467 U. S., at 415-416. When the
- United States acceded to the Protocol in 1968, therefore,
- the INA already offered some protection to both classes of
- refugees. It offered no such protection to any alien who
- was beyond the territorial waters of the United States,
- though, and we would not expect the Government to
- assume a burden as to those aliens without some acknowl-
- edgment of its dramatically broadened scope. Both
- Congress and the Executive Branch gave extensive consid-
- eration to the Protocol before ratifying it in 1968; in all
- of their published consideration of it there appears no
- mention of the possibility that the United States was
- assuming any extraterritorial obligations. Nevertheless,
- because the history of the 1980 Act does disclose a general
- intent to conform our law to Article 33 of the Convention,
- it might be argued that the extraterritorial obligations
- imposed by Article 33 were so clear that Congress, in
- acceding to the Protocol, and then in amending the statute
- to harmonize the two, meant to give the latter a corre-
- spondingly extraterritorial effect. Or, just as the statute
- might have imposed an extraterritorial obligation that the
- Convention does not (the argument we have just rejected),
- the Convention might have established an extraterritorial
- obligation which the statute does not; under the Suprem-
- acy Clause, that broader treaty obligation might then
- provide the controlling rule of law. With those possibil-
- ities in mind we shall consider both the text and negotiat-
- ing history of the Convention itself.
- Like the text and the history of 243(h), the text and
- negotiating history of Article 33 of the United Nations
- Convention are both completely silent with respect to the
- Article's possible application to actions taken by a country
- outside its own borders. Respondents argue that the
- Protocol's broad remedial goals require that a nation be
- prevented from repatriating refugees to their potential
- oppressors whether or not the refugees are within that
- nation's borders. In spite of the moral weight of that
- argument, both the text and negotiating history of Article
- 33 affirmatively indicate that it was not intended to have
- extraterritorial effect.
-
- A. The Text of the Convention
-
- Two aspects of Article 33's text are persuasive. The
- first is the explicit reference in Article 33.2 to the country
- in which the alien is located; the second is the parallel
- use of the terms -expel or return,- the latter term ex-
- plained by the French word -refouler.-
- The full text of Article 33 reads as follows:
- -Article 33.-Prohibition of expulsion or return
- (`refoulement')
- -1. No Contracting State shall expel or return
- (`refouler') a refugee in any manner whatsoever to the
- frontiers of territories where his life or freedom would
- be threatened on account of his race, religion, nation-
- ality, membership of a particular social group or
- political opinion.
- -2. The benefit of the present provision may not,
- however, be claimed by a refugee whom there are
- reasonable grounds for regarding as a danger to the
- security of the country in which he is, or who, having
- been convicted by a final judgment of a particularly
- serious crime, constitutes a danger to the community
- of that country.- Convention Relating to the Status
- of Refugees, July 28, 1951, 19 U. S. T. 6259, 6276,
- T. I. A. S. No. 6577 (emphasis added).
- Under the second paragraph of Article 33 an alien may
- not claim the benefit of the first paragraph if he poses a
- danger to the country in which he is located. If the first
- paragraph did apply on the high seas, no nation could
- invoke the second paragraph's exception with respect to
- an alien there: an alien intercepted on the high seas is
- in no country at all. If Article 33.1 applied extra-
- territorially, therefore, Article 33.2 would create an absurd
- anomaly: dangerous aliens on the high seas would be
- entitled to the benefits of 33.1 while those residing in the
- country that sought to expel them would not. It is more
- reasonable to assume that the coverage of 33.2 was
- limited to those already in the country because it was
- understood that 33.1 obligated the signatory state only
- with respect to aliens within its territory.
- Article 33.1 uses the words -expel or return (`refouler')-
- as an obvious parallel to the words -deport or return- in
- 243(h)(1). There is no dispute that -expel- has the same
- meaning as -deport-; it refers to the deportation or
- expulsion of an alien who is already present in the host
- country. The dual reference identified and explained in
- our opinion in Leng May Ma v. Barber, suggests that the
- term -return (`refouler')- refers to the exclusion of aliens
- who are merely -`on the threshold of initial entry.'- 357
- U. S., at 187 (quoting Shaughnessy v. United States ex rel.
- Mezei, 345 U. S. 206, 212 (1953)).
- This suggestion-that -return- has a legal meaning
- narrower than its common meaning-is reinforced by the
- parenthetical reference to -refouler-, a French word that
- is not an exact synonym for the English word -return.-
- Indeed, neither of two respected English-French Diction-
- aries mentions -refouler- as one of many possible French
- translations of -return.- Conversely, the English trans-
- lations of -refouler- do not include the word -return.-
- They do, however, include words like -repulse,- -repel,-
- -drive back,- and even -expel.- To the extent that they
- are relevant, these translations imply that -return- means
- a defensive act of resistance or exclusion at a border
- rather than an act of transporting someone to a particular
- destination. In the context of the Convention, to -return-
- means to -repulse- rather than to -reinstate.-
- The text of Article 33 thus fits with Judge Edwards'
- understanding -that `expulsion' would refer to a `refugee
- already admitted into a country' and that `return' would
- refer to a `refugee already within the territory but not yet
- resident there.' Thus, the Protocol was not intended to
- govern parties' conduct outside of their national borders.-
- Haitian Refugee Center v. Gracey, 257 U. S. App. D. C.,
- at 413, 809 F. 2d, at 840 (footnotes omitted). From the
- time of the Convention, commentators have consistently
- agreed with this view.
- The drafters of the Convention and the parties to the
- Protocol-like the drafters of 243(h)-may not have
- contemplated that any nation would gather fleeing refu-
- gees and return them to the one country they had desper-
- ately sought to escape; such actions may even violate the
- spirit of Article 33; but a treaty cannot impose uncontem-
- plated extraterritorial obligations on those who ratify it
- through no more than its general humanitarian intent.
- Because the text of Article 33 cannot reasonably be read
- to say anything at all about a nation's actions toward
- aliens outside its own territory, it does not prohibit such
- actions.
-
- B. The Negotiating History of the Convention
-
- In early drafts of the Convention, what finally emerged
- as Article 33 was numbered 28. At a negotiating confer-
- ence of plenipotentiaries held in Geneva, Switzerland on
- July 11, 1951, the Swiss delegate explained his under-
- standing that the words -expel- and -return- covered only
- refugees who had entered the host country. He stated:
- -Mr. ZUTTER (Switzerland) said that the Swiss
- Federal Government saw no reason why article 28
- should not be adopted as it stood; for the article was
- a necessary one. He thought, however, that its
- wording left room for various interpretations, particu-
- larly as to the meaning to be attached to the words
- `expel' and `return'. In the Swiss Government's view,
- the term -expulsion- applied to a refugee who had
- already been admitted to the territory of a country.
- The term `refoulement', on the other hand, had a
- vaguer meaning; it could not, however, be applied to
- a refugee who had not yet entered the territory of a
- country. The word `return', used in the English text,
- gave that idea exactly. Yet article 28 implied the
- existence of two categories of refugee: refugees who
- were liable to be expelled, and those who were liable
- to be returned. In any case, the States represented
- at the Conference should take a definite position with
- regard to the meaning to be attached to the word
- `return'. The Swiss Government considered that in
- the present instance the word applied solely to refu-
- gees who had already entered a country, but were not
- yet resident there. According to that interpretation,
- States were not compelled to allow large groups of
- persons claiming refugee status to cross its frontiers.
- He would be glad to know whether the States repre-
- sented at the Conference accepted his interpretations
- of the two terms in question. If they did, Switzerland
- would be willing to accept article 28, which was one
- of the articles in respect of which States could not,
- under article 36 of the draft Convention, enter a
- reservation.- (Emphases added.)
- No one expressed disagreement with the position of the
- Swiss delegate on that day or at the session two weeks
- later when Article 28 was again discussed. At that
- session, the delegate of the Netherlands recalled the Swiss
- delegate's earlier position:
- -Baron van BOETZELAER (Netherlands) recalled
- that at the first reading the Swiss representative had
- expressed the opinion that the word `expulsion' related
- to a refugee already admitted into a country, whereas
- the word `return' (`refoulement') related to a refugee
- already within the territory but not yet resident there.
- According to that interpretation, article 28 would not
- have involved any obligations in the possible case of
- mass migrations across frontiers or of attempted mass
- migrations.
- -He wished to revert to that point, because the
- Netherlands Government attached very great impor-
- tance to the scope of the provision now contained in
- article 33. The Netherlands could not accept any
- legal obligations in respect of large groups of refugees
- seeking access to its territory.
- -At the first reading the representatives of Belgium,
- the Federal Republic of Germany, Italy, the Nether-
- lands and Sweden had supported the Swiss interpre-
- tation. From conversations he had since had with
- other representatives, he had gathered that the
- general consensus of opinion was in favour of the
- Swiss interpretation.
- -In order to dispel any possible ambiguity and to
- reassure his Government, he wished to have it placed
- on record that the Conference was in agreement with
- the interpretation that the possibility of mass migra-
- tions across frontiers or of attempted mass migrations
- was not covered by article 33.
- -There being no objection, the PRESIDENT ruled
- that the interpretation given by the Netherlands
- representative should be placed on record.
- -Mr. HOARE (United Kingdom) remarked that the
- Style Committee had considered that the word `return'
- was the nearest equivalent in English to the French
- term `refoulement'. He assumed that the word `return'
- as used in the English text had no wider meaning.
- -The PRESIDENT suggested that in accordance
- with the practice followed in previous Conventions,
- the French word `refoulement' (`refouler' in verbal uses)
- should be included in brackets and between inverted
- commas after the English word `return' wherever the
- latter occurred in the text.- (Emphasis added.)
- Although the significance of the President's comment
- that the remarks should be -placed on record- is not
- entirely clear, this much cannot be denied: at one time
- there was a -general consensus,- and in July of 1951
- several delegates understood the right of non-refoulement
- to apply only to aliens physically present in the host
- country. There is no record of any later disagreement
- with that position. Moreover, the term -refouler- was
- included in the English version of the text to avoid the
- expressed concern about an inappropriately broad reading
- of the English word -return.-
- Therefore, even if we believed that Executive Order
- 12807 violated the intent of some signatory states to
- protect all aliens, wherever they might be found, from
- being transported to potential oppressors, we must ac-
- knowledge that other signatory states carefully-and
- successfully-sought to avoid just that implication. The
- negotiating history, which suggests that the Convention's
- limited reach resulted from a deliberate bargain, is not
- dispositive, but it solidly supports our reluctance to
- interpret Article 33 to impose obligations on the contract-
- ing parties that are broader than the text commands. We
- do not read that text to apply to aliens interdicted on the
- high seas.
- V
- Respondents contend that the dangers faced by Haitians
- who are unwillingly repatriated demonstrate that the
- judgment of the Court of Appeals fulfilled the central
- purpose of the Convention and the Refugee Act of 1980.
- While we must, of course, be guided by the high purpose
- of both the treaty and the statute, we are not persuaded
- that either one places any limit on the President's author-
- ity to repatriate aliens interdicted beyond the territorial
- seas of the United States.
- It is perfectly clear that 8 U. S. C. 1182(f), see n. 27,
- supra, grants the President ample power to establish a
- naval blockade that would simply deny illegal Haitian
- migrants the ability to disembark on our shores. Whether
- the President's chosen method of preventing the -attempted
- mass migration- of thousands of Haitians-to use the
- Dutch delegate's phrase-poses a greater risk of harm to
- Haitians who might otherwise face a long and dangerous
- return voyage, is irrelevant to the scope of his authority
- to take action that neither the Convention nor the statute
- clearly prohibits. As we have already noted, Acts of
- Congress normally do not have extraterritorial application
- unless such an intent is clearly manifested. That pre-
- sumption has special force when we are construing treaty
- and statutory provisions that may involve foreign and
- military affairs for which the President has unique
- responsibility. Cf. United States v. Curtiss-Wright Export
- Corp., 299 U. S. 304 (1936). We therefore find ourselves
- in agreement with the conclusion expressed in Judge
- Edwards' concurring opinion in Gracey, 257 U. S. App.
- D. C., at 414, 809 F. 2d, at 841:
- -This case presents a painfully common situation in
- which desperate people, convinced that they can no
- longer remain in their homeland, take desperate
- measures to escape. Although the human crisis is
- compelling, there is no solution to be found in a
- judicial remedy.-
- The judgment of the Court of Appeals is reversed.
-
- It is so ordered.
-